Financial Services IT
You hold client money and regulator attention at the same time. Your systems have to satisfy both, and increasingly you have to prove it.
Examiners ask about your technology now
Financial Services IT
Cybersecurity, vendor oversight and incident response have moved from the back of the examination to the front of it. Firms operating in New York face specific state requirements with named deadlines. The federal safeguards obligations apply whether or not anyone has raised them with you.
None of that is satisfied by antivirus and a backup job that reports success. It requires documented controls, evidence that they actually operate, and somebody who can answer for them without checking first.
What we handle for financial firms
Built for firms under supervision
- Email archiving and retention that supports your books and records obligations rather than working against them.
- Clarity on which communication channels are captured and which are not, before someone uses the wrong one.
- XDR across endpoint, email, identity and cloud behind a 24/7 staffed SOC. Credential theft and wire fraud are the attacks aimed at you specifically.
- Access control and least privilege across custodial platforms, CRM and portfolio systems.
- Immutable backup and tested restores, with recovery objectives written down rather than assumed.
- Documentation and evidence ready for examiner requests and institutional client due diligence.
When did your firm last test its incident response plan?
If the honest answer is never, start here:
contact us
Wire fraud and credential theft are aimed at firms that move client money. The controls that stop them are the same ones examiners ask about.
send us a Message
Tell us what platforms you run and who monitors them today. We will tell you what an examiner would find.
Last Line Solutions, Inc. HEADQUARTERS:
30300 Agoura Rd., Suite B-100 Agoura Hills, CA 91301
Telephone:310-286-0111
E-Mail:info@lastlinesolutions.com